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Department of Regional NSW

Grant Date	Expiry Date	Title Status	Determination Date	Resource
23/02/2011	23/02/2026	Current		Coal

Total Area	LGA	Location	Plan Catalogue Number	County Parish	Surface Exception	Surface Details	Depth Restriction	Depth Details	ARFA
1988 HECTARES	SINGLETON	About 9.41km SSE of WARKWORTH	@E4002-02	Hunter:Whybrow / Northumberland:Wollombi / Northumberland:Whittingham / Northumberland:Warkworth	VARIOUS WHOLE	100m below AHD or 30m above the roof of the Bayswater seam, whichever is deepest	VARIOUS WHOLE	10 metres below the Bayswater seam

Total Area	LGA	Location	Plan Catalogue Number	County Parish	ARFA
1988 HECTARES	SINGLETON	About 9.41km SSE of WARKWORTH	@E4002-02	Hunter:Whybrow / Northumberland:Wollombi / Northumberland:Whittingham / Northumberland:Warkworth

Surface Exception	Surface Details	Depth Restriction	Depth Details
VARIOUS WHOLE	100m below AHD or 30m above the roof of the Bayswater seam, whichever is deepest	VARIOUS WHOLE	10 metres below the Bayswater seam

Map Sheet Number	Map Sheet Name	Map Scale
9132	CESSNOCK	1:100,000

Name Desc	Street Address	Postal Address
MOUNT THORLEY OPERATIONS PTY LIMITED	DARLING PARK TOWER 2, LEVEL 18,, 201 SUSSEX STREET, SYDNEY, NSW 2000	DARLING PARK TOWER 2, LEVEL 18,, 201 SUSSEX STREET, SYDNEY, NSW 2000

Name Desc	Street Address	Postal Address
MOUNT THORLEY		P.O. BOX 321, SINGLETON, NSW 2330

Name	Postal Address	Main Holder	Holder	Agent	Colliery	Operator
MOUNT THORLEY OPERATIONS PTY LIMITED	DARLING PARK TOWER 2, LEVEL 18,, 201 SUSSEX STREET, SYDNEY, NSW 2000	Yes	No	No	No	No

Security Required	Head Title	Group Security Held	Count of authorities in group security	Individual Security Held
77,000.00	NONE		0	77,000.00

Security Received	Security Form	Bank Name	Comments
38,000.00	CERTIFICATE	Bank of China	EL7712 (1992) BOC LG5123320000071 $38,000.00 issued 20200716 at the request of Yancoal Australia Limited obo Mount Thorley Operations Pty Ltd
20,000.00	CERTIFICATE	China Everbright Bank	Certificate GI75002022009 issued 28.07.2022 at the request of Yancoal Resources Pty Limited OBO Mount Thorley Operations Pty Limited
19,000.00	CERTIFICATE	Liberty Mutual Insurance	SY-BON-223-053 issued 20230222 at the request of Yancoal Resources on behalf of Mount Thorley Operations

Dealing Number	Dealing Code	File Number	Received Date	Determ Status	Determ Date	Dealing Status	Comments
1	DAP	Z09-8072	23/02/2011	Granted	23/02/2011	V
2	EMR	MCV14/498	31/03/2014	Approved	20/04/2014	V	AEMR - Mount Thorley Warkworth January 2013 to December 2013
3	REN	Z16-0292	19/02/2016	Approved	21/11/2016	V
5	CCR	V09-8072	25/07/2017	Adequate	15/08/2017	V	2016-2017 CCR
6	APV	V17-2256	13/03/2017	Approved	23/06/2017	V	Change of Control (Yancoal)
7	AGR	V18-0400	31/01/2018	Registered	02/02/2018	V
8	CCR	V09-8072	20/03/2018	Adequate	20/03/2018	V	17/18 Report received and assessed
9	CCR	V09-8072	22/03/2019	Inadequate	13/06/2019	V	18/19 Report
10	REN	TMS-REN71	14/02/2020	Approved	12/01/2022	V
11	SRV	EF20/23100	21/05/2020	Approved	23/06/2020	V	Security increased to $58,000
12	CCR	V09-8072	12/03/2020	Adequate	19/06/2020	V
13	RSC	SF20/52049	28/07/2020	Approved	28/07/2020	V	RSC due to SRV increase
14	SRV	SF20/81464	25/08/2020	Approved	22/09/2020	V	SRV increase triggered by RCE
15	RSC	SF20/81464	12/10/2020	Approved	12/10/2020	V	Receipt of security
16	APV	EF21/6163	10/05/2021	Approved	08/06/2021	V	Omission of Condition 13
17	RSC	RVF22/3361#45	04/08/2022	Approved	04/08/2022	V	RSC Certificate for Swap of Old Deed
18	DSC	RVF22/3361#45	04/08/2022	Approved	04/08/2022	V	DSC Certificate to Complete Old Deed Swap
19	RSC	MEG/EF21/14462#22	22/02/2023	Approved	22/02/2023	V	RSC due to security swap
20	DSC	MEG/EF21/14462#22	22/02/2023	Approved	22/02/2023	V	DSC to complete security swap

Dealing Number	Dealing Code	Received Date	Determ Status	Determ Date	File Number	Dealing Status
1	DAP	23/02/2011	Granted	23/02/2011	Z09-8072	V
2	EMR	31/03/2014	Approved	20/04/2014	MCV14/498	V
3	REN	19/02/2016	Approved	21/11/2016	Z16-0292	V
5	CCR	25/07/2017	Adequate	15/08/2017	V09-8072	V
6	APV	13/03/2017	Approved	23/06/2017	V17-2256	V
7	AGR	31/01/2018	Registered	02/02/2018	V18-0400	V
8	CCR	20/03/2018	Adequate	20/03/2018	V09-8072	V
9	CCR	22/03/2019	Inadequate	13/06/2019	V09-8072	V
10	REN	14/02/2020	Approved	12/01/2022	TMS-REN71	V
11	SRV	21/05/2020	Approved	23/06/2020	EF20/23100	V
12	CCR	12/03/2020	Adequate	19/06/2020	V09-8072	V
13	RSC	28/07/2020	Approved	28/07/2020	SF20/52049	V
14	SRV	25/08/2020	Approved	22/09/2020	SF20/81464	V
15	RSC	12/10/2020	Approved	12/10/2020	SF20/81464	V
16	APV	10/05/2021	Approved	08/06/2021	EF21/6163	V
17	RSC	04/08/2022	Approved	04/08/2022	RVF22/3361#45	V
18	DSC	04/08/2022	Approved	04/08/2022	RVF22/3361#45	V
19	RSC	22/02/2023	Approved	22/02/2023	MEG/EF21/14462#22	V
20	DSC	22/02/2023	Approved	22/02/2023	MEG/EF21/14462#22	V

Dealing Number	Deal ing Code	File Number	Received Date	Determ Status	Determ Date	Dealing Status	Comments
1	DAP	Z09-8072	23/02/2011	Granted	23/02/2011	V
2	EMR	MCV14/498	31/03/2014	Approved	20/04/2014	V	AEMR - Mount Thorley Warkworth January 2013 to December 2013
3	REN	Z16-0292	19/02/2016	Approved	21/11/2016	V
5	CCR	V09-8072	25/07/2017	Adequate	15/08/2017	V	2016-2017 CCR
6	APV	V17-2256	13/03/2017	Approved	23/06/2017	V	Change of Control (Yancoal)
7	AGR	V18-0400	31/01/2018	Registered	02/02/2018	V
8	CCR	V09-8072	20/03/2018	Adequate	20/03/2018	V	17/18 Report received and assessed
9	CCR	V09-8072	22/03/2019	Inadequate	13/06/2019	V	18/19 Report
10	REN	TMS-REN71	14/02/2020	Approved	12/01/2022	V
12	CCR	V09-8072	12/03/2020	Adequate	19/06/2020	V
13	RSC	SF20/52049	28/07/2020	Approved	28/07/2020	V	RSC due to SRV increase
15	RSC	SF20/81464	12/10/2020	Approved	12/10/2020	V	Receipt of security
16	APV	EF21/6163	10/05/2021	Approved	08/06/2021	V	Omission of Condition 13
17	RSC	RVF22/3361#45	04/08/2022	Approved	04/08/2022	V	RSC Certificate for Swap of Old Deed
18	DSC	RVF22/3361#45	04/08/2022	Approved	04/08/2022	V	DSC Certificate to Complete Old Deed Swap
19	RSC	MEG/EF21/14462#22	22/02/2023	Approved	22/02/2023	V	RSC due to security swap
20	DSC	MEG/EF21/14462#22	22/02/2023	Approved	22/02/2023	V	DSC to complete security swap

Dealing	Date Lodged	Effective Date	Expiry Date
DAP	23/02/2011	23/02/2011	23/02/2016
REN	19/02/2016	21/11/2016	23/02/2020
REN	14/02/2020	12/01/2022	23/02/2026

Group 9

Group 9a

Nil Methods Excluded

Pay Royalty Flag	Pres Royalty Only Flag	Royalty Comments
N

Deal No	Deal Code	Area	Area Start Date	Surface	Surface Detail	Depth	Depth Detail	Deal Sub Code
1	DAP	1988 HECTARES	23-FEB-2011	VARIOUS WHOLE	100m below AHD or 30m above the roof of the Bayswater seam, whichever is deepest	VARIOUS WHOLE	10 metres below the Bayswater seam	N
3	REN	1988 HECTARES	23-FEB-2016	VARIOUS WHOLE	100 metres below AHD or 30 metres above the roof of the Basyswater seam, whichever is deepest	VARIOUS WHOLE	10 metres below the Bayswater seam	S
3	REN	1988 HECTARES	21-NOV-2016	VARIOUS WHOLE	100m below AHD or 30m above the roof of the Bayswater seam, whichever is deepest	VARIOUS WHOLE	10 metres below the Bayswater seam	R
10	REN	1988 HECTARES	23-FEB-2020	VARIOUS WHOLE	100m below AHD or 30m above the roof of the Bayswater seam, whichever is deepest	VARIOUS WHOLE	10 metres below the Bayswater seam	S
10	REN	1988 HECTARES	12-JAN-2022	VARIOUS WHOLE	100m below AHD or 30m above the roof of the Bayswater seam, whichever is deepest	VARIOUS WHOLE	10 metres below the Bayswater seam	R